ESI高被引论文（Highly Cited Papers）指发表在最近10~11年根据同年同ESI学科统计被引用次数进入前1%的论文。

近日，清华大学图书馆发布了最新一期“清华大学ESI高影响力论文简讯”，其中，我院有五位教师的论文以第一作者或通讯作者身份入选ESI高被引论文。这五位教师是(以论文发表时间先后为序)：张芳、齐晔、梅赐琪、高宇宁、朱旭峰。

张芳

题名：Innovation and technology transfer through global value chains: Evidence from China\'s PV industry

作者：Fang Zhang; Kelly Sims Gallagher

出处：《Energy Policy, Volume 94, July 2016》

摘要：

China\'s success as a rapid innovation follower in the infant Photovoltaic (PV) industry surprised many observers. This paper explores how China inserted itself into global clean energy innovation systems by examining the case of the solar PV industry. The paper decomposes the global PV industrial value chain, and determines the main factors shaping PV technology transfer and diffusion. Chinese firms first entered PV module manufacturing through technology acquisition, and then gradually built their global competitiveness by utilizing a vertical integration strategy within segments of the industry as well as the broader PV value chain. The main drivers for PV technology transfer from the global innovation system to China are global market formation policy, international mobilization of talent, the flexibility of manufacturing in China, and belated policy incentives from China\'s government. The development trajectory of the PV industry in China indicates that innovation in cleaner energy technologies can occur through both global and national innovation processes, and knowledge exchange along the global PV value chain.

齐晔

题名：Investigation of a “coupling model” of coordination between low-carbon development and urbanization in China

作者：Qijiao Song; Nan Zhou; Tianle Liu; Stephanie A. Siehr; Ye Qi

出处：《Energy Policy, Volume 121, October 2018》

摘要：

Based on data from 30 provinces in China, this paper builds a coordination degree model and a coupling coordination degree model (CCDM) for a carbon emission-urbanization system (CUS) that explores how to achieve low-carbon development during a rapid urbanization phase. Scenario analyses and case study were applied to illustrate the results, which show five basic conclusions. 1) Low-carbon development doesn’t require eliminating energy consumption completely during urbanization 2) The average level of urbanization is relatively low owing to the large disparities among provinces and the provinces’ economic development. Though the development of low-carbon in the 30 provinces is generally rapid, the gap between the highest provinces and the lowest provinces is relatively large because of their different socio-economic features. 3) Much more attention should be paid to CO2 emissions per capita. The quality of public social service,the basic and medical insurance coverage for the elderly, the community service coverage in infrastructure and the green design during urban construction should be improved. 4) The coordination of CUS is closely related to the different development stages and geographic locations of each province. 5) For different types of provinces with different degrees of coupling coordination,there is a need to explore different development directions.

梅赐琪

题名：Policy style, consistency and the effectiveness of the policy mix in China’s fight against COVID-19

作者：Ciqi Mei

出处：《Policy and Society, Vol. 39, No. 3, 2020》

摘要：

As the first country stricken by the COVID-19 pandemic, China deployed a policy response that was chaotic at the start but effective in the end. A complete account to explain China’s COVID-19 experience should explain both. By examining policy changes in China’s fight against the pandemic, I show that pandemic as an exogenous shock invalidated the normal policy logics followed by multiple policy actors, resulting in policy inconsistency and chaos. A policy mix comprised traditional measures, i.e. strict community lockdown, cross-jurisdictional mobilization of resources and officials’ sanction contributed to the eventual effectiveness of China’s response to the pandemic. I argue that the policy mix during crises should conform with rooted national policy style to be consistent and effective.

高宇宁

题名：Evaluation of effectiveness of China\'s carbon emissions trading scheme in carbon mitigation

作者：Yuning Gao; Meng Li; Jinjun Xue; Yu Liu

出处：《Energy Economics, Volume 90, August 2020》

摘要：

In response to climate change issues, China has set clear targets to reduce emissions. The establishment of a carbon emissions trading scheme (ETS) has an important role in China\'s achievement of these targets. China designed its ETS in 2011 and implemented it in pilot regions in 2013. This study investigated whether the ETS reduces carbon emissions and how it influences carbon leakage. First, the production-based emissions, consumption-based emissions, and carbon leakage of 28 industries in 30 provinces during 2005–2015 were calculated based on provincial environmentally extended input–output tables. Then, the difference-in-differences and difference-in-difference-in-differences models were used to evaluate the effectiveness of ETS. The following conclusions were derived. (1) ETS contributes to emissions mitigation in pilot regions and industries. (2) ETS has greater effect on the mitigation of production-based emissions than consumption-based emissions. (3) ETS encourages outsourcing of emissions from pilot areas to non-pilot areas, resulting in carbon leakage (or “pollution haven” effect), which aggravates the imbalance of emissions transfers among China\'s provinces. The success of China\'s ETS in promoting emissions mitigation can serve as an example for other emerging economies.

朱旭峰

题名：Experimentalist Governance with Interactive Central–Local Relations: Making New Pension Policies in China

作者：Xufeng Zhu and Hui Zhao

出处：《Policy Studies Journal, Vol. 49, No. 1, 2021》

摘要：

Although regional policy experimentation has become a global trend, the distinct features of experimentalist governance in a given country, such as China, remains to be investigated. This article extends policy process theory by proposing the framework of experimentalist governance with interactive central–local relations or Chinese-style experimentalist governance, which combines three features. First, policy goals and instruments are formed separately and interactively by the central and local governments. Second, the central government is burdened with its own concerns about policy performance for maintaining authority and legitimacy. Third, the evaluation of policy pilots relies primarily on the responses of local governments. We further conceptualize three new patterns of experimentalist governance in China, namely, “comparative trial,” “selective recognition,” and “adaptive reconciliation,” in addition to “hierarchical experimentation.” These patterns are illustrated with case studies on four pension policies in China, which are for public sector employees, urban employees, rural residents, and migrant workers.

Essential Science Indicators （基本科学指标，简称ESI） 是科瑞唯安（Clarivate Analytics）推出的基于文献计量方法的科研绩效分析工具。它将Web of Science（简称WOS）核心合集中SCIE/SSCI论文和SCIE/SSCI/A&HCI引用数据，分22个学科领域进行文献计量，在此基础上，对国家、机构和期刊等的科研绩效水平排名。

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